Is your Risk & Compliance support struggling to keep pace with your business growth?
With great growth comes increased regulatory oversight.
Our Outsource R&C service provides a scalable solution for your risk and compliance needs, leveraging a pragmatic and technology-led approach that keeps pace with your tremendous growth.
From application to approval.
The amount of attention you receive from supervisors is dependent on the nature, scale, and complexity of your business. As your business grows, so will your regulatory oversight and compliance obligations. We offer support tailored to firms at every stage of your growth journey.
Assurance: for firms just starting with a small operational footprint.
Comply+: for firms with scaling operations that require robust evidence of compliance activities.
Risk++: for firms with increasing complexity that require robust evidence of risk-based decisions.
Exploring outsourced options for your compliance? Why not book an absolutely free consultation to explore how we can help you through your authorisation journey?
Choose our fully managed outsource service or simply select the area where you need support.
A full company setup, including tax registration plus any relevant oversight body like the Information Commissioner's Office (ICO).
Project manage the entire regulatory application process to completion, overseeing all internal and external stakeholders management.
Develop the Regulatory Business Plan, including the necessary financial projections and balance sheet stress testing for the business.
Regulatory Business Plan
Perform the necessary screening and deliver training to evidence the appropriateness of the management team to carry our regulated activities.
Provide support with mandatory appointments such as Money Laundering Reporting Office (MLRO), Data Protection Office (DPO) etc.
Prepare the application, ensuring all necessary information is clearly presented and sufficiently supported with evidence.
Arrange the necessary independent financial audits, if required, through our network of trusted partners and affiliates.
Independent Financial Audit