Approach
How CaaS can help your business?
Compliance is keeping a promise made when granted permission to undertake regulated activities by an oversight body like the Financial Conduct Authority (UK).
Regulatory promises impact every business aspect and can be onerous to keep and monitor. This diagram illustrates how compliance tasks are distributed among different teams in a regulated firm.
CaaS can help businesses easily manage, monitor, and document their regulatory commitments. Our strength lies in providing a practical and robust compliance layer that seamlessly integrates with business tooling like sanctions screening and capital models.
Got a specific question? Why not book an absolutely free consultation to explore how we can help solve your problem statement(s).
Services options that grow with your business!
Authorisations
Corporate Setup
Directors' Readiness
Regulatory Business Plan
Regulated Roles
and much more
For startups looking for a fully managed outsourced team.
Outsource
Policy Suite Maintenance
Stakeholder Reporting
Mandatory Training
Risk Management
and much more
For growing businesses looking for additional interim support.
Augment
Incident Monitoring
Fit & Proper Assessments
Supplier Management
Risk Appetite Framework
and much more